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Securities regulation in the United States
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#	Item
811	List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-12-22 10:12:02 Government Securities regulation in the United States Regulatory Flexibility Act Sarbanes–Oxley Act Federal Register Rulemaking United States administrative law Law Politics of the United States
812	Advisory Committee on Small and Emerging Companies (Notice of Meeting) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-01 14:13:52 SEC filings United States securities law Corporate governance Financial regulation Government Business Corporate crime U.S. Securities and Exchange Commission Securities regulation in the United States
813	Corrected to conform to the Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3483; File No. S7[removed]RIN 3235-AJ96 Temporary Rule Regarding Principal Trades With Certain Advisory Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-07 16:31:18 Financial services 76th United States Congress Investment Advisers Act Investment United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Securities regulation in the United States Financial economics Financial regulation Finance
814	SECURITIES AND EXCHANGE COMMISSION [Release No. PA-52; File No. S7[removed]Privacy Act of 1974: Systems of Records. AGENCY: Securities and Exchange Commission. ACTION: Notice to revise two existing systems of records. SUM Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-11-19 12:26:26 73rd United States Congress United States Securities and Exchange Commission Law Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Securities regulation in the United States Municipal Securities Rulemaking Board United States securities law Government Financial regulation
815	CORRECTED TO CONFORM TO THE FEDERAL REGISTER VERSION SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3522; File No. S7[removed]RIN 3235-AL28 Temporary Rule Regarding Principal Trades With Certain Advisory Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-12-27 10:18:56 Financial markets 76th United States Congress Investment Advisers Act Trade associations Late-2000s financial crisis Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Broker-dealer Securities regulation in the United States Financial economics Finance Financial system
816	List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-22 10:12:02 Government Securities regulation in the United States Regulatory Flexibility Act Sarbanes–Oxley Act Federal Register Rulemaking United States administrative law Law Politics of the United States
817	108TH CONGRESS " HOUSE OF REPRESENTATIVES 1st Session ! Add to Reading List Source URL: archives.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Financial markets 73rd United States Congress United States Securities and Exchange Commission Stock market U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Securities regulation in the United States United States securities law Financial economics Financial system
818	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION November 20, 2014 ____________________________________ In The Matter Of Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-11-20 09:09:39 Business Public company U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Financial regulation Finance United States securities law OTC Markets Group
819	ADOPTED REGULATION OF THE NEVADA STATE COMMISSIONERS OF THE WESTERN INTERSTATE COMMISSION FOR HIGHER EDUCATION LCB File No. R047-14 Effective December 22, 2014 EXPLANATION – Matter in italics is new; matter in brackets Add to Reading List Source URL: www.leg.state.nv.us Language: English - Date: 2014-12-23 18:20:24 Securities Act Regulation Law Public administration Financial regulation United States securities law Accountability Freedom of information legislation
820	Microsoft Word - Press-Release-FY2015-Q3-S-3-final Add to Reading List Source URL: www.grnavigation.com Language: English - Date: 2014-11-24 08:17:48 Financial economics Investment Business Security Prospectus Securities regulation in the United States Forward-looking statement Form 10-K Form S-3 SEC filings Stock market Securities

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